All that You Need to Know About the Compliance Executive
In this article, find all the key information related to the job of compliance officer, main missions, working conditions, training, skills, qualities required, remuneration and possible developments. Here are the Important information to be a Compliance Executive . The main missions The role of the compliance officer is to ensure the implementation and application of the compliance rules ( ethical) in force within his company. He participates in the drafting of various documents related to codes of ethics, compliance procedures. It maps the list of all the risks of non-compliance and identifies the control points. In fact, this will allow it to better identify the risk control systems. It analyzes and monitors any risks linked to conflicts of interest that may exist in financing and investment projects. He must ensure that the company's internal tools and procedures take into account the defined regulatory compliance conditions. He also validates the various comp